What is your current time frame for a
career change? *
Immediately
Current Position *
Retail Broker
Most Recent Employer
Sample Company Inc.
Title
Sr. Vice President
Highest Level of Education *
University Degree
Canadian Citizen *
Yes
Legal to work in Canada *
Yes
Languages Spoken *
English
PROFESSIONAL RESUMÉ - Jack Sample
Resume will appear if selected by candidate
Resume will appear if selected by candidate
Resume will appear if selected by candidate
Resume will appear if selected by candidate
REGULATORY INFORMATION
Courses / Accreditations
Canadian Securities Course (CSC)
Conduct and Practices Course (CPH)
Branch Managers Course (BMC)
Canadian Investment Funds Course (CIFC)
Partners Directors and Senior Officers Course
(PDO)
Chartered Financial Analyst (CFA) - Level 3
Chartered Accountant (CA)
Years Registered
12 Years
Province of Registration
Ontario
Desired Job Type *
Retail Broker
POSITION AND LOCATION
Desired Location *
Ontario - Toronto
Ontario - Golden Horseshoe
Willing to relocate to desired
location *
Yes
Type of remuneration
Comission
Required Earnings *
150-200k
Firm Preferences
Bank Owned Brokerage
Independent Wealth Management
How did you hear about us?
Colleague
BROKER PLANNER
Assets Under Management *
35-50 million
Do you have written documentation to
support the assets level you have selected?
Yes
Gross production ($K)
350k-400k
Do you have written documentation to
support the Gross Production level you have selected?
Yes
How many total client accounts do you
manage?
51-100
What percentage of your total assets
do you estimate would transfer to a new firm?
90
Own Book *
Yes
Investment Style *
Conservative
Demographic of Book *
High Net Worth
Mix % Funds
10
Mix % Stocks
40
Mix % Bonds
10
Mix % Fee Based
30
Mix % Options
5
Mix % Insurance
5
What is your motivation for moving ?
Signing bonus
Administration and support
Better research
Equity
Do you have the interest and the
ability to sell your client book of business?
